AI Stock Guru Leopold Fund holds Anthropic, and may face compliance risks after the AI firm goes public.
51 minutes ago
"AI stock guru" Leopold’s fund Situational Awareness LP holds private equity in Anthropic, while his wife Avital Balwit serves as chief of staff to Anthropic CEO Dario Amodei. Recent reports indicate Anthropic could go public as early as next month, with a valuation potentially reaching up to $2 trillion. Once publicly traded, Leopold, due to his close ties with the company’s executives, may have access to material non-public information, exposing related transactions to federal regulatory risks such as insider trading. Compliance experts recommend that the compliance departments of both parties disclose this relationship, obtain prior approval for transactions related to Anthropic, submit written declarations confirming no use of non-public information, implement blackout periods around earnings releases, and ideally, Leopold himself refrain from participating in Anthropic trading decisions. The Situational Awareness LP fund declined to comment on the matter, but is reportedly adding compliance staff. Anthropic stated separately that it already has industry-standard policies for conflicts of interest, confidentiality, and insider trading.
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